Risk Compliance skills for AI agents

Use this skill when designing or assessing anti-money laundering compliance programs, KYC/CDD procedures, transaction monitoring systems, SAR filing processes, or sanctions screening. Triggers include AML, anti-money laundering, BSA, Bank Secrecy Act, KYC, CDD, EDD, suspicious activity report, SAR, OFAC, sanctions screening, beneficial ownership, and correspondent banking.

Use this skill when supporting internal or external audit activities, planning audit engagements, designing audit programs, writing audit findings and reports, or advising on audit methodology and data analytics in audit. Triggers include internal audit, external audit, audit planning, audit scoping, risk-based audit, audit sampling, audit evidence, audit finding, audit report, audit committee, co-sourcing, and data analytics in audit.

Use this skill when designing crisis management frameworks, building business continuity plans, conducting crisis simulations, or advising on crisis response and disaster recovery. Triggers include crisis management, business continuity, BCP, BIA, disaster recovery, DR, crisis communication, tabletop exercise, crisis simulation, after-action review, pandemic planning, and reputation crisis.

Use this skill when designing or assessing data privacy compliance programs, conducting privacy impact assessments, managing data subject rights, or advising on cross-border data transfers and breach notification. Triggers include GDPR, CCPA, CPRA, data privacy, privacy impact assessment, DPIA, PIA, consent management, data subject rights, cross-border transfer, SCCs, privacy by design, breach notification, OneTrust, BigID, and data inventory.

Use this skill when designing or assessing enterprise risk management programs, building risk registers, defining risk appetite and tolerance, or creating risk reporting and dashboards. Triggers include ERM, COSO ERM, ISO 31000, risk appetite, risk tolerance, KRI, key risk indicators, risk register, risk heat map, and emerging risk identification.

Use this skill when advising on financial reporting controls, financial close processes, SEC reporting, account reconciliations, journal entry controls, or disclosure controls. Triggers include financial close, close calendar, journal entry, reconciliation, SEC reporting, 10-K, 10-Q, 8-K, GAAP, IFRS, restatement, estimation controls, BlackLine, Workiva, and management review controls.

Use this skill when assessing fraud risk, conducting or supporting fraud investigations, designing fraud prevention controls, or advising on forensic accounting and digital forensics. Triggers include fraud risk assessment, fraud triangle, forensic accounting, digital forensics, whistleblower, investigation methodology, evidence preservation, and expert witness.

Use this skill when designing, assessing, testing, or remediating internal controls. Triggers include references to COSO framework, SOX compliance, control testing, control deficiencies, material weaknesses, significant deficiencies, management testing, walkthrough procedures, or control documentation.

Use this skill when designing or assessing regulatory compliance programs, conducting compliance risk assessments, preparing for regulatory examinations, or addressing compliance monitoring and testing. Triggers include compliance program, regulatory change management, compliance culture, RegTech, compliance risk assessment, and regulatory examination.

Use this skill when designing or assessing third-party risk management programs, conducting vendor risk assessments, managing vendor due diligence, or advising on concentration risk and fourth-party risk. Triggers include third-party risk, TPRM, vendor risk, vendor due diligence, vendor management, fourth-party risk, nth-party risk, concentration risk, vendor tiering, vendor exit, and outsourcing risk.